Financial Services Regulatory
As a cross-disciplinary practice, our Financial Services Regulatory Practice delivers practical advice on a diverse range of regulatory and compliance matters in an ever-evolving landscape. We possess deep expertise in various regulatory frameworks governing financial institutions including the Securities and Futures Act, Financial Advisers Act, Payment Services Act, Banking Act, Insurance Act and Commodity Trading Act.
Our team provides expert advisory services to a diverse array of financial institutions, including banks, insurers, fund managers, and fintech providers, assisting them in strategically structuring their operations to ensure regulatory compliance. We advise on and prepare licensing applications and draft essential documentation such as customer terms, compliance manuals, and service level agreements. Our advisory services extend to the regulatory implications of internal restructurings and mergers and acquisitions, ensuring our clients navigate these transitions effectively.
As regulatory landscapes shift, we support clients in understanding new requirements and actively engage with regulators to foster practical solutions. Our practice also includes conducting training sessions and round-tables on regulatory developments, enhancing our clients’ ability to adapt.
In addition, our disputes lawyers guide clients through complex investigations related to securities regulation and anti-money laundering legislation, collaborating closely with regulatory bodies like the Monetary Authority of Singapore. This expertise is critical for navigating multifaceted inquiries that often involve cross-border issues.